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Vince

Compliance

Vince Harvey is an independent consultant providing Realm Investment Management with advice on compliance issues.

He has worked in financial services for over 25 years and is a founding director of Compliance Cubed.

His financial services career includes working with financial advisers, banks, a building society, insurers and wealth/fund managers.

Vince has a degree in Economics and Government from Essex University and a MSc in Financial Regulation and Compliance Management from London Metropolitan.

Additionally, he has a range of qualifications including the Investment Management Certificate (IMC) and the Investment Advice Diploma (IAD) as well as the investment paper in the AFPC qualification.

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